Regulation

Latest Articles

Financial Reform Bill Provision Could Spur Whistle-Blowers

July 13, 2010

SEC Cracks Down On the Practice of Pension Pay-to-Play

Imogen Rose-Smith July 5, 2010

Afraid of What We Know

Jeffrey Kutler July 2, 2010

Hedge Funds Deftly Duck Financial Overhaul Bill

Stephen Taub June 16, 2010

Money Managers Welcome Market 'Circuit Breakers"

Rich Blake June 16, 2010

The Price of Subjecting Mutual Funds to Bank Regulation

Matthew P Fink April 27, 2010

The Financial Industry Needs Its Plumbing Fixed to Detect Systemic Risk

Allan D Grody and Dr Robert M Mark April 26, 2010

Why Derivatives Reform Really Matters

Rich Blake April 23, 2010

New Quant Models And Algorithms Can’t Offset Bad Human Judgment

Jeffrey Kutler April 21, 2010

Goldman’s Blankfein To Face Tough Questions On Capitol Hill

April 20, 2010

Hedge Funds Are In SEC’s Cross Hairs

Stephen Taub April 19, 2010

Banks Criticize CESR Dark Pool Rules

April 19, 2010

Senator Blanche Lincoln Plans FX Swaps Regulation

April 15, 2010

FINRA Prepares New Pay-to-Play Rules

Rich Blake April 13, 2010

SEC Cracks Down On 'Street' Crime

Frances Denmark March 19, 2010

For Financial Reform That Works, Look To Canada

Thomas Croft February 22, 2010

Goldman Could Benefit From Proprietary Trading Reforms

Imogen Rose-Smith February 4, 2010

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